Define operational risk signals
Identify connectivity failures, stale pricing, abnormal rejects, reconciliation breaks and exposure conditions that require attention.
Exposure visibility
Operations need timely, consistent views of positions and relevant exposure metrics across the systems that participate in execution.
Limits and alerts
Set limits according to documented broker policy and route alerts to named roles. Alerts without ownership create noise rather than control.
Connectivity health
Monitor venue sessions, quote freshness and execution response alongside exposure. A risk dashboard without dependency health can be misleading.
Reconciliation
Detect mismatches between platform, bridge or aggregator and external execution records.
Incident workflow
Define who can intervene, what actions are permitted, how changes are recorded and when issues escalate.
Auditability
Retain sufficient records to reconstruct material configuration changes and operational interventions.